Alternative treatments for depression: empirical support and relevance to women
Alternative Treatments for Depression: Empirical Support and Relevance to Women Rachel Manber, Ph.D.; John J. B. Allen, Ph.D.; and Margaret M. Morris, Ph.D.
Copyright 2002 Physicians Postgraduate Press, Inc. Received Aug. 7, 2001; accepted Dec. 17, 2001. From the Departmentof Psychiatry and Behavioral Sciences, Stanford University, Stanford,Calif. (Dr. Manber); the Department of Psychology, University of Arizona,Tucson (Dr. Allen); and Sapient, San Francisco, Calif. (Dr. Morris).The preparation of the manuscript for this article was supported in partby grant MH56965 from the National Institutes of Health, Bethesda, Md. (Drs. Manber and Allen), and by grant HS09988 from the Agency forHealthcare Research and Quality, Rockville, Md. (Drs. Manber andMorris).Presented at the Summit on Women and Depression, October 5–7,Background: This article is a critical review
of the efficacy of selected alternative treatments
In the spirit of full disclosure and in compliance with all ACCMEEssential Areas and Policies, the faculty for this CME activity were asked
for unipolar depression including exercise, stress
to complete a full disclosure statement. The information received is as
management techniques, acupuncture, St. John’s
follows: Drs. Manber, Allen, and Morris have no significant commercial
wort, bright light, and sleep deprivation. Issues
relationships to disclose relative to the presentation.
related to women across the life span, including
Corresponding author and reprints: Rachel Manber, Ph.D., Department
pregnancy and lactation, are highlighted. of Psychiatry and Behavioral Sciences, Stanford University, 401 QuarryRd., Suite 3301, Stanford, CA 94305 (e-mail: [email protected]).Data Sources: Evidence of efficacy is based
on randomized controlled trials. A distinction ismade between studies that address depressivesymptoms and studies that address depressive
ndividuals suffering from depression, regardless of gen-
disorders. The review emphasizes issues related
der, often seek alternative treatments.1 The popularity
to effectiveness, such as treatment availability,
of these alternative treatments may reflect, in part, the limi-
acceptability, safety, and cost and issues relevant
tations of extant conventional treatments. The prescription
Data Synthesis: Exercise, stress reduction
of antidepressant medications is the most common treat-
methods, bright light exposure, and sleep depriva-
ment for depression, for both women and men. Although a
tion hold greater promise as adjuncts to conven-
wide variety of antidepressant medications and strategies
tional treatment than as monotherapies for major
for the medical management of depression have been de-
depression. The evidence to date is not suffi-
veloped,2 antidepressant medications are not universally
ciently compelling to suggest the use of St. John’swort in favor of or as an alternative to existing
effective nor are they uniformly acceptable. Approximately
U.S. Food and Drug Administration–regulated
30% to 35% of individuals completing research protocols
compounds. Initial evidence suggests that acu-
involving antidepressant medications do not respond to
puncture might be an effective alternative mono-
treatment, and the rates of nonresponse are even higher
therapy for major depression, single episode.
(approximately 50%) for individuals with chronic depres-
Conclusion: This review indicates that some
unconventional treatments hold promise as alter-
sion.3,4 Many patients terminate treatment prematurely be-
native or complementary treatments for unipolar
cause they do not tolerate the side effects associated with
depression in women and have the potential to
antidepressant medications.5 Even the newer antidepressant
contribute to its long-term management. Addi-
medications, which have more favorable side effect pro-
tional research is needed before further recom-
files than the older agents, are often discontinued because
mendations can be made, and there is an urgentneed to carefully document and report the fre-
of unwanted treatment-emergent symptoms, such as sexual
quency of minor and major side effects.
dysfunction, insomnia, weight gain, and a subjective sense
(J Clin Psychiatry 2002;63:628–640)
of cognitive and emotional blunting. Rates of dropouts thatare attributed to medication side effects are approximately15% in research studies.3 In addition, some patients whoare otherwise open to taking antidepressant medicationsmay not be willing to do so during specific life stages, suchas pregnancy and lactation, and other patients may have co-morbid medical conditions for which the use of antidepres-sant medications is contraindicated.
Alternative Depression Treatments: Relevance to Women
Psychotherapy is another effective, well-researched,
article concludes with a discussion of directions for future
and widely used treatment for depression. In particular,
research and methodological challenges associated with
cognitive therapy and interpersonal psychotherapy have
the systematic investigation of the efficacy and effective-
efficacy comparable to that of antidepressant medications.5
Like antidepressant medications, psychotherapy is neitheruniversally effective nor uniformly acceptable. Although
the reasons for discontinuing psychotherapy differ fromthe reasons for discontinuing antidepressant medications,
rates of withdrawal from treatment are similar.3 Moreover,
Despite the fact that over 1000 studies have evaluated
Copyright 2002 Physicians Postgraduate Press, Inc.
empirically supported psychotherapies for depression are
the impact of exercise on depressive symptoms,11 few have
often not available, accessible, or affordable for many
examined its efficacy in clinical samples of individuals
who met DSM criteria for major depressive disorder
The limitations of these established treatments suggest
(MDD). Similarly, few studies have included a placebo or
that those with depression would welcome alternative
a no-treatment control. One of these studies focused on
treatments. In fact, depression is among the most common
older adults aged 50 to 77 years who met DSM-IV criteria
conditions for which patients seek alternatives to conven-
for MDD.12 These patients were randomly assigned to re-
tional therapies.1,6 The 2 most common alternative treat-
ceive a group aerobic program 3 times a week, antidepres-
ments sought for a principal complaint of depression are
sant medication (sertraline hydrochloride), or a combina-
self-help groups and relaxation,1,6 but consumer satisfac-
tion of the two. Pill placebo and no-treatment control
tion is greater for self-help measures such as exercise and
groups were not included. Approximately two thirds of the
diet changes, as evidenced by response to a recent Con-
participants were women, and the majority of the sample
sumer Reports survey.7 Two epidemiologic surveys of pat-
had a history of recurrent depression. Sixteen weeks of in-
terns of use of alternative or complementary therapies8,9
tervention resulted in significant symptom reduction within
and 1 survey of users of these therapies10 focused on men-
each treatment group. Sixty percent to 69% of the partici-
tal health and have utilized in-person psychiatric inter-
pants no longer met DSM-IV criteria for MDD at the end
views to determine psychopathology. The picture that
of treatment, with no significant differences in response
emerges from these studies is that individuals who report
rates across the 3 interventions. Two group differences did
or meet criteria for a mental disorder are more likely to use
emerge: medication produced a significantly more rapid
alternative therapies for any condition than healthy con-
response, and exercise produced lower relapse rates 10
trols and that users of alternative therapies are somewhat
months after remission.13 Continued adherence to an exer-
less satisfied with the conventional mental health services
cise routine on one’s own during the follow-up period was
available to them than are nonusers (20.3% vs. 12.6%).8
associated with reduced probability of relapse (odds ratio
At the same time, it appears that use of alternative thera-
of 0.49). Exercise is reported to have efficacy comparable
pies specifically to treat the mental disorder is limited. For
to that of psychotherapy14 and to be superior to no treat-
example, in one survey, only one third of complementary
ment.15 Of particular relevance to this article are 2 con-
therapy users with self-reported affective disorder actually
trolled studies on the efficacy of exercise intervention for
sought these therapies for their depressive illness.9
depressive symptoms in women. In one study,16 40 young
The popularity of a given treatment, of course, provides
women (aged 18 to 35) meeting Research Diagnostic Cri-
no evidence for its efficacy. This article critically reviews
teria17 for major and minor depression were randomly as-
studies investigating the efficacy of selected alternative
signed to 8 weeks of aerobic exercise (running), nonaerobic
treatments for major depression. This is not a comprehen-
exercise (weight lifting), or wait-list control. Both exercise
sive review. Instead, it focuses on alternative treatments
conditions resulted in statistically and clinically significant
that were identified in epidemiologic studies to be com-
improvement in depressive symptoms compared with the
monly sought for relief of depression, such as exercise and
wait-list control condition. Available naturalistic follow-up
stress management techniques, and those whose efficacy
data indicate that treatment gains were maintained at 1-year
in the treatment of unipolar affective disorders has been
follow-up,16 but no information was provided about the
investigated, such as herbal medicine, acupuncture, bright
potential contribution of continued exercise past the 8-
light, and sleep deprivation. This article reviews the evi-
week acute phase of treatment. Similarly, an earlier study
dence for the efficacy and safety of these treatments and
of a nonclinical sample (47 young female college students
discusses issues related to effectiveness, including treat-
with Beck Depression Inventory [BDI] scores of 11 or
ment availability, acceptability, and cost. Issues related
more) demonstrated that aerobic exercise was superior
specifically to women across the life span are highlighted
to both relaxation treatment and to a no-treatment control
in the discussion of each treatment modality, when appli-
condition.18 However, exercise does not appear to sig-
cable, and the need for evaluating the safety of these treat-
nificantly enhance treatment efficacy in individuals who
ments during pregnancy and lactation is highlighted. The
already receive psychiatric care for depression.19
A meta-analysis of 80 studies with mixed methodologi-
cal qualities and varying type and duration of exercise
estimated that the average effect size of exercise interven-tions when compared with no treatment is –0.53, reflect-
Relaxation and meditation practices were identified by
ing a substantially larger drop in depression resulting from
the Eisenberg surveys1,6 as the most common alternative
exercise than from no treatment.20 North and colleagues20
treatments sought by individuals with depressive symp-
concluded that the exercise effect size increases with in-
toms. There is evidence that relaxation reduces some
creased duration of treatment and that efficacy was inde-
symptoms of depression, such as anxiety, somatic symp-
pendent of age or gender. A more recent meta–regression
toms, and to a lesser extent depressed mood, but only a few
analysis21 Copyright 2002 Physicians Postgraduate Press, Inc.
of randomized controlled trials investigating the
randomized controlled studies have been conducted to
effectiveness of exercise on the reduction of depressive
evaluate the impact of relaxation and meditation on depres-
symptoms estimated effect sizes for the comparison of ex-
sive symptoms of individuals meeting criteria for MDD.
ercise with no treatment that are larger than those reportedby North and colleagues (–1.1).20
Many theories, both biologically and psychologically
A recent randomized study compared 4 weeks of daily
based, were proposed to explain the antidepressant effects
practice of Sudarshan Kriya Yoga (45 minutes each ses-
of exercise.16 These theories are beyond the scope of the
sion) with electroconvulsive therapy (ECT) and with
present article, but it is worth highlighting the possibility
imipramine in a sample of 45 hospitalized patients who
that the antidepressant effects of exercise might be modu-
met DSM criteria for melancholic depression and had
lated by behavioral and social activation. McNeil and col-
Hamilton Rating Scale for Depression (HAM-D) scores of
have directly compared an intervention consist-
17 or more.22 The adaptation of Sudarshan Kriya Yoga that
ing of 6 weeks of walking exercises with an intervention
was evaluated in this study consists of 3 sequential peri-
consisting of social contact in 30 depressed older adults
ods of rhythmic hyperventilation at different rates of
(mean age = 72.5 years). This comparison yielded com-
breathing that are interspersed with normal breathing, all
parable reductions in depressive symptoms (as measured
performed in a sitting position with eyes closed. The pro-
by BDI scores) that were significantly larger than those
cedure ends with a period of about 10 to 15 minutes of
observed in the wait-list control.15 Social activation might
a tranquil state (Yoga Nidra). This study demonstrated
be particularly relevant when exercise is performed in a
equivalent remission rates for yoga practice (67%) and
group format or when the intervention targets older adults
imipramine (73%), both of which were lower than the rate
who might be more socially isolated than their younger
of remission in response to ECT (93%). These results,
which are consistent with those from an uncontrolledstudy of yoga in the treatment of dysthymia,23 indicate that
an intense course of this type of yoga (6 days per week for
Unsupervised and self-initiated exercise is inexpensive,
4 weeks) practiced in the inpatient environment might
relatively safe, and readily available. The cost increases
be beneficial. It is not clear how well these results would
with increased involvement of professionals, such as a
generalize to an outpatient population, to a less controlled
trainer, and when exercise equipment is utilized. Issues of
environment, or to other types of depression.
acceptability, motivation, and compliance place some limi-
Some authors argue that certain forms of meditation,
tation on the utility of exercise as a treatment for depres-
such as mindfulness meditation, might be counterproduc-
sion. In general, group exercise programs are associated
tive during an acute depressive episode because depressed
with lower attrition (26%)12 than individual programs
patients may lack sufficient control of attention to learn
(40%).15,16 Discontinuation rates in individual exercise pro-
the additional attention control skills necessary for medi-
grams are high even when monetary compensation for par-
tation.24 Teasdale et al.25,26 suggest that mindfulness medi-
ticipation is contingent on compliance.16 Reasons provided
tation might, however, be useful in preventing episodes of
for discontinuation of exercise treatment include dissatis-
depression among those who have recovered from depres-
faction with the exercise program and logistical difficulties
sion by other means. These authors argue that mindful-
in attending the classes, but not musculoskeletal injury.12
ness meditation can teach individuals who have recovered
Although adherence rates among completers of the acute
from depression skills of effective emotional processing
phase of the exercise program were high (70%–90%),12
and that these skills may help prevent relapse.
rates in nonresearch settings are expected to be lower be-
Support for the efficacy of relaxation methods other
cause the close supervision and the frequent contact with a
than meditation in the treatment of depression is relatively
study coordinator tend to enhance compliance. Moreover,
weak. A recent review of complementary treatments for
exercise routines may be better suited to some depressed
depression27 identified 3 randomized comparative studies
people than others, as such routines are more acceptable to
of relaxation in the treatment of moderate depression. The
limited data provided initial evidence that relaxation may
Alternative Depression Treatments: Relevance to Women
enhance the response to pharmacotherapy and that it may
vides some immediate increase in subjective sense of well-
be superior to no treatment and to a tricyclic antidepres-
being for patients who experience depressive symptoms.
sant. Yet, these results, which were based on small sample
There is no evidence, however, that massage has long-term
sizes, were not replicated, even though the studies were
benefit or that it benefits patients who meet DSM-IV cri-
teria for a major depressive episode.
Like other forms of relaxation, massage has been re-
ported to decrease anxiety and somatic complaints.28 The
effects of massage on depressive symptoms are more lim-
Massage, relaxation, and meditation are relatively inex-
ited. Some studies have documented reductions in self-
pensive, safe, and accessible. Relaxation and meditation
Copyright 2002 Physicians Postgraduate Press, Inc.
reported state level of depression immediately following a
necessitate relatively little contact with a professional af-
massage session, but no clinical evaluations of depression
ter the skill acquisition phase. Unfortunately, the cited stud-
severity have been reported. In other words, it is unknown
ies do not report rates of adherence to or discontinuation
whether the temporary improvement in well-being imme-
from relaxation, meditation, or massage therapies for de-
diately after a massage session translates into a clinically
pression. A likely reason for noncompliance is relaxation-
meaningful reduction in depressive symptoms. Further-
induced anxiety, which occurs in close to one third of indi-
more, most samples that were studied included individu-
viduals suffering from general tension.36
als with depressive symptoms secondary to other psy-chiatric or medical disorders (e.g., bulimia, nicotine
addiction, burn injuries) rather than individuals who metcriteria for primary major depression.28–31 There are only 3
Acupuncture derives from Chinese medicine. Although
available studies in which the sample consisted of indi-
depression is not a disease category per se in Chinese medi-
viduals with symptoms of what appears to be primary de-
cine, a highly similar condition, neurasthenia, is present in
pression. The first study randomly assigned 32 dysthymic
almost 50% of psychiatric outpatients in China,37 and many
adolescent mothers who recently gave birth to receive
of these neurasthenic patients would be diagnosed with
massage or relaxation.32 Ten treatment sessions, twice each
MDD according to the DSM. Chinese medicine character-
week for 5 weeks, produced significantly lower depressed
izes conditions in terms of energetic imbalances and views
mood scores on the Profile of Mood States (POMS)33 im-
major depression as the result of one or more patterns of
mediately after a massage session as compared with pre-
imbalance, depending on the precise constellation of symp-
session depression scores. This immediate reduction of
toms. The correspondence between symptoms of major
depressed mood was observed both on the first day and on
depression as defined by Western medicine and “patterns
the last day (tenth session) of treatment with massage, but
of energetic imbalance” as defined by the Chinese medi-
pre-session depressive mood ratings did not decline across
cine diagnostic system is complex,38 and its discussion is
the 5 weeks of treatment. Participants receiving relaxation
beyond the scope of this article. Traditional Chinese medi-
did not report a similar immediate reduction on the POMS
cine, like psychotherapy, provides a framework for under-
depressed mood scale. Relaxation in this study consisted
standing distinct symptom pictures and for developing
of a combination of yoga and muscle relaxation, taught
individualized treatments based on the nature of each
and practiced in a group format.32 A similar reduction in
individual’s particular symptom pattern. The Chinese med-
depressed mood (measured by the POMS) from before
icine practitioner therefore designs the treatment based on
to after a massage session was reported for a sample of
how each patient is experiencing depression and what pre-
52 hospitalized children and adolescents, half with ad-
cipitating factors—physical, psychological, and social—
justment disorder and half with depression.34 Again, pre-
have contributed to the patient’s present condition.
session to post-session differences were not observed inthe control group, whose participants viewed relaxation
videos for 30 minutes each day. The participants who re-
Very few randomized studies have evaluated the effi-
ceived massage in this mixed sample, unlike the ado-
cacy of acupuncture in the treatment of major depression.
lescent mothers, did report a significant decline in pre-
Only 1 double-blind, randomized, placebo-controlled
session depressed mood across the 5 days of treatment.
study of acupuncture as monotreatment for major depres-
In contrast, no reduction in pre-session depressed mood
sion has been published.39 In this study, participants were
across time was observed in the control group.34 A third
randomly assigned to 1 of 3 conditions: a specific treat-
study targeted older adults with elevated depression
ment designed to treat the energetic imbalance thought to
scores. Participants received daily massage for 1 month
underlie the patient’s depression; a nonspecific treatment
and provided daily massage to infants for 1 month, in a
designed to treat a pattern of disharmony that was not
counterbalanced order.35 Depressed affect was reported to
related to the patient’s depression, but that was character-
decrease more from providing than receiving massage.
istic of the patient; or a wait list. To blind the treatment
Taken together, these data demonstrate that massage pro-
provider, the specific and nonspecific treatment plans
were developed by an assessing acupuncturist, who fol-
finding is simply related to insufficient power awaits
lowed a standardized manual, and were administered by
the completion of the larger ongoing trial by these re-
1 of 4 other board-certified acupuncturists, who mini-
searchers. The durability of treatment gains was assessed
mized verbal exchange with the participant and refrained
6 months after the conclusion of treatment, at which time
from assessing signs and symptoms common in Chinese
24% of patients who remitted with treatment had experi-
medicine (pulse and tongue). Acupuncturists were told
enced the redevelopment of a full depressive episode.40
that the study would evaluate different approaches to
This figure is comparable to that seen with other treat-
treating depression, derived from different theories, and
ments.41 Although the study suggests that acupuncture
that their task was to implement each treatment faithfully.
holds promise in the treatment of major depression, its
Copyright 2002 Physicians Postgraduate Press, Inc.
Because of the fact that any 2 depressed individuals will
generalizability is limited by its selective and small sample
not have identical symptoms, and therefore not receive
size that was restricted to young women.
the same acupuncture treatment, it is not immediately ob-
A recent single-blind, placebo-controlled study exam-
vious which treatments are specifically intended to ad-
ined the efficacy of adding acupuncture to the tetracyclic
dress a particular patient’s depression unless the treat-
antidepressant mianserin in 70 inpatients with a major
ment provider performs a comprehensive assessment of
depressive episode.42 Patients received either a valid acu-
a patient’s symptoms, which they were prohibited from
puncture treatment for depression, a placebo acupuncture
doing. The success of the strategy was assessed by mea-
treatment, or simply continued medication with no addi-
suring the acupuncturists’ ratings (following the first
tional acupuncture. The specific treatment was adminis-
treatment session) of their expectation regarding the ef-
tered at a predefined fixed set of points that were not tai-
ficacy of the treatment they provided, and the reported
lored for each patient’s presentation of depression. The
ratings were virtually identical for specific and non-
placebo acupuncture was provided at points adjacent to
the valid points of the specific treatment (i.e., at “sham”
The success of this blinding strategy can be explained
points). Although patients were blind to treatment condi-
by an analogy between the process by which traditional
tion, treating acupuncturists were not blinded. All patients
Chinese medicine arrives at its prescription of points for
receiving the combination of mianserin and acupuncture
complex syndromes such as depression and the math-
(valid or placebo) improved slightly more on measures
ematical concept of a “1-way function.” A 1-way function
of overall function and symptomatology (Global Assess-
is a mathematical function that is significantly easier to
ment Scale and Clinical Global Impressions scale) than
compute in one direction (the forward direction) than in
patients treated with medication alone, but no significant
the opposite direction (the inverse direction). It might be
differences emerged between the valid and placebo acu-
possible, for example, to compute the function in the for-
puncture.42 This study suggests that augmenting tradi-
ward direction in seconds, but to compute its inverse could
tional pharmacologic treatments with acupuncture may be
take months or years, if it were at all possible. One-way
somewhat helpful in improving overall function, but that
functions are the basis for many encryption schemes. Like
such benefit cannot be ascribed to the effect of needling at
a 1-way function, traditional Chinese medicine provides
specific points. On the other hand, acupuncture treatments
clear rules to map the set of depression symptoms and
provided in this study were not optimally effective from
their associated patterns of “energetic imbalance” to a set
the perspective of Chinese medicine because they were
of acupuncture points. At the same time, deciphering from
not specifically tailored to each patient’s symptom pic-
a given set of points precisely what it was mapped from
ture. Additionally, this study did not evaluate how the
(i.e., what specific constellation of symptoms it is treat-
addition of acupuncture impacted traditional measures of
ing) is much more difficult because the number of possible
depressive symptomatology such as the HAM-D or other
combinations is very large and not unique to depression.
symptoms that are part of the DSM criteria for MDD.
Participants in this double-blind study were 38 women
Several studies conducted in China and the former
between the ages of 18 and 45 who met DSM-IV diagnos-
Soviet Union evaluated acupuncture as a treatment for
tic criteria for current MDD, nonchronic, without psy-
depression and other psychiatric conditions. Polyakov43
chotic features and who did not meet criteria for any other
reported that acupuncture reduced the principal symptoms
Axis I disorder. Specific acupuncture treatment produced
of depression and lessened the severity and prominence
a significant reduction in symptoms at the end of treat-
of supplementary symptoms in an open-label treatment
ment, and the reduction of symptom severity, indepen-
of 167 depressed patients. Two other case-report studies
dently assessed by a clinical interview and by self-rating,
found significant improvement of symptoms in patients
was significantly greater for the specific group than for
diagnosed with neurasthenia44 and other psychiatric pre-
the nonspecific group. The reduction of depression scores
sentations involving depressed mood.45 Two Chinese stud-
observed in the specific group, however, was not signifi-
ies focused on electroacupuncture in the treatment of
cantly larger than that in the no-treatment control group
major depression and found that it produced decreases
in this small sample. The determination of whether this
in HAM-D scores comparable to treatment with amitrip-
Alternative Depression Treatments: Relevance to Women
tyline.46,47 Point selection and method of needling varied
across these studies. Some included no stimulation, oth-ers included manual stimulation, and yet others included
By far the most commonly used, and most widely stud-
electrostimulation. Although far from definitive, taken
ied, herbal compound for depression derives from the
together, these studies suggest that it might be possible
plant Hypericum perforatum, more popularly known as
to obtain favorable results using acupuncture to treat
St. John’s wort. Hypericum is widely used in Europe, par-
mood-related symptoms, including depression, but this
ticularly in Germany, where it is the most common antide-
hypothesis needs to be directly tested in well-designed
pressant treatment.51 Its use in North America has recently
St. John’s wort contains a variety of compounds, and
Copyright 2002 Physicians Postgraduate Press, Inc.
there is controversy over which of the many compounds
Acupuncture appears to be well tolerated as evidenced
provide therapeutic effects. Many studies have used a stan-
by the low dropout rate (13%) reported by Allen and col-
dardized extract of hypericin. Although it was initially
leagues.39 This rate compares favorably with the rates
thought that the hypericins were inhibitors of monoamine
reported in studies of antidepressant medications or psy-
oxidase (MAO), recent studies challenge this assump-
chotherapy, which are 25% or more.3,5 Moreover, the ad-
tion.52,53 Recent work also suggested that the therapeutic
dition of electroacupuncture to imipramine resulted in
effect may be derived from other compounds within St.
John’s wort, most notably hyperforin, which enhances the
Acupuncture is widely available in the United States,
synaptic availability of serotonin, as well as dopamine and
with over 7000 acupuncturists certified by the National
norepinephrine.54 It is possible that no single compound in
isolation, but rather the combination of these and other
Medicine (NCCAOM, http://www.nccaom.org/) and ap-
compounds within St. John’s wort, is responsible for its
proximately 5000 acupuncturists licensed by the Califor-
nia State Oriental Medical Association (many of which arenot licensed additionally by the NCCAOM). Although the
cost of acupuncture is lower than that of psychotherapy
A meta-analysis of the efficacy of St. John’s wort
and antidepressant medication, relatively few insurance
for depression55 found that across studies judged to be
companies outside the state of California provide cover-
methodologically acceptable, almost all of which were
conducted in Germany, St. John’s wort was superior to pla-
The risks associated with acupuncture in standard prac-
cebo controls and comparable to standard tricyclic anti-
tice are minimal. Recent data from a total of 30,338 needle
depressants. A more recent and selective review, which in-
insertions (1441 sessions provided to 391 patients) indi-
cluded several large and methodologically sound trials not
cate that standard acupuncture, as practiced in the com-
included in the cited meta-analysis, essentially corrobo-
munity, is associated with some mild adverse reactions and
rates these findings.56 Although the results of the recent
that these adverse side effects are transient.48 The inci-
meta-analysis suggest the promise of St. John’s wort, the
dence of recorded systemic reactions in individual patients
authors note several limitations. The studies included a
was as follows: tiredness (8.2%), drowsiness (2.8%), ag-
wide range of patients, measures, and interventions, includ-
gravation of preexisting symptoms (2.8%), itching in the
ing some that used St. John’s wort in combination with
punctured regions (1.0%), dizziness or vertigo (0.8%),
other preparations. The criteria for classifying patients as
feeling of faintness or nausea during treatment (0.8%),
depressed were not uniform and sometimes only vaguely
headache (0.5%), and chest pain (0.3%). The incidence of
presented. Outcome measures have seldom involved stan-
recorded local reactions, expressed as a percentage of
dardized clinical interviews. Daily doses of total hypericin
needle insertions, was as follows: minor bleeding on with-
varied widely across trials, as did the presence or absence
drawal of the needle (2.6%), pain on insertion of the
of substances other than hypericin that are part of St. John’s
needle (0.7%), petechia or ecchymosis (0.3%), pain or
wort. In addition to the concerns noted by the authors, it is
ache in the punctured region after the treatment (0.1%),
worth commenting that some unblinding of raters might
subcutaneous hematoma (0.1%), and pain or discomfort
have occurred in studies comparing St. John’s wort with
in the punctured region during the needle retention
traditional tricyclic antidepressants because of the differ-
(0.03%). Severe adverse events such as pneumothorax,
ential side effect profiles of these interventions.
cardiac injury, infection, or spinal lesions are rare when
Not included in the meta-analysis or in the review
the practitioner is adequately trained and have been clas-
of the literature55,56 were 2 large-scale multisite, double-
sified as provider’s negligence.49 A review of the literature
blind, randomized controlled trials of St. John’s wort that
indicates that when hygienic standards are high and acu-
have since been completed57,58 and several smaller trials
puncturists are well educated, the risk of adverse events
reviewed by Maidment.59 The first large-scale study57 was
a 3-arm study that involved randomly assigning 263
patients to receive either 1050 mg of Hypericum extract,
ment of depression. Specifically, research should ask
100 mg of imipramine, or placebo. Hypericum extract was
(1) Does St. John’s wort have efficacy relative to placebo
found to be superior to placebo after 4, 6, and 8 weeks of
across a sufficient number of studies to warrant further
treatment, producing a larger reduction of depressive
investigation? (2) Is St. John’s wort as effective as tradi-
symptoms as assessed by the HAM-D and the Zung Self-
tional antidepressants? (3) Is St. John’s wort effective for
Rating Depression Scale, and greater reductions in anxi-
a subset of depressed persons? (4) Is it effective and safe
ety as assessed by the Hamilton Rating Scale for Anxiety.
in the longer-term treatment of depression? (5) How do
On all of these measures, Hypericum extract was statisti-
different dosages and extracts compare?61 and (6) What is
cally indistinguishable from imipramine. Several other
the interaction between St. John’s wort and prescription
Copyright 2002 Physicians Postgraduate Press, Inc.
smaller trials published since the 1996 meta-analysis (re-
antidepressant medication and other medications?
viewed by Maidment59) reached a similar conclusion. Be-cause this trial compared a relatively high dose of Hyperi-cum extract with a relatively low dose of imipramine
Although St. John’s wort has become widely available
(selected to be a therapeutic dose that would minimize the
in North America, the content of products labeled to con-
side effect profile), it is unclear to what extent Hypericum
tain St. John’s wort varies widely. Extracts from St. John’s
extract would be comparable to typically employed doses
wort contain at least 10 compounds that may contribute to
of traditional tricyclic antidepressants. By contrast, the
its pharmacologic effects,62 only 1 of which is hypericin.
second large-scale multisite, double-blind, randomized
Most products available on retail shelves—as well as
controlled trial, which involved 200 patients randomly as-
those used in clinical trials—are standardized on hyperi-
signed to 900 to 1200 mg/day of St. John’s wort extract or
cin content, but vary with respect to the other compounds.
to matched placebo pills, found no differences between
Additionally, because there is no independent agency cur-
the 2 groups at any point across the 8-week intervention.59
rently overseeing the purity and potency of herbal prod-
The study included subjects with some comorbid condi-
ucts sold in North America, 2 products purporting to have
tions and subjects with chronic depression and produced
similar concentrations of hypericin may in fact have dif-
a low rate of response, with 26.5% of those treated with
ferent concentrations of hypericin and will almost surely
St. John’s wort and 18.6% of those given placebo demon-
have different concentrations of other compounds. Simi-
strating at least a 50% reduction in HAM-D score. Similar
larly labeled products therefore cannot be assumed to
figures were reported for rates of remission (i.e., HAM-D
have equal pharmacologic or therapeutic effects. Caveat
score 7 or less at the end of treatment), although in this
instance, the proportion of participants treated with St.
In terms of cost, St. John’s wort is substantially less
John’s wort extract who achieved remission was signifi-
expensive than traditional antidepressant medication.
cantly higher (14.3%) than for those given placebo
Based on prices found at a large national drug store chain,
(4.9%). Consistent with these overall negative results, a
a daily dose of 900 mg of St. John’s wort extract (stan-
recent Consumer Reports survey7 found that most respon-
dardized to 0.3% hypericin) is about half the cost of a
dents who had tried St. John’s wort thought that it helped
100-mg daily dose of imipramine and about one tenth the
little, if at all. This low self-reported effectiveness might
cost of a 20-mg daily dose of Prozac (fluoxetine). A com-
in part be related to the heterogeneity in compounds and
prehensive and systematic evaluation of side effects of
potency of over-the-counter preparations of St. John’s
St. John’s wort is required and has yet to be conducted.
wort and to self-medicating without a systematic and/or
St. John’s wort has been used safely for large numbers
of people in Germany, and the published clinical trials
A third large-scale multisite study, funded by the Na-
have uncovered no serious dangers from St. John’s wort
tional Institutes of Health Center for Complementary and
per se. In particular, there appear to be no significant ad-
Alternative Medicine, is due to be completed in 2002.
verse effects on cardiac conduction.63 Side effects of St.
This trial benefits from its design, which not only involves
John’s wort may include photodermatitis, gastrointestinal
random assignment to St. John’s wort or placebo, but also
tract upset, dizziness, dry mouth, sedation, restlessness,
to the selective serotonin reuptake inhibitor (SSRI) sertra-
constipation, and headache,59,62 but the number of pre-
line. There is only 1 published study addressing the com-
mature treatment terminations because of adverse side
parative efficacy of St. John’s wort to an SSRI. In this
effects is lower than for tricyclic antidepressants.55 Only 1
study of 149 elderly patients, a daily dose of 800 mg of
study compared the side effect profiles of St. John’s wort
St. John’s wort extract was comparable to a relatively low
and an SSRI.60 It found that the frequency of adverse side
dose (20 mg) of the SSRI fluoxetine in reducing de-
effects was comparable for the 2 treatment groups.
pressive symptoms across 6 weeks as assessed by the
There have been case reports, however, of adverse ef-
fects of St. John’s wort when used in conjunction with
Clearly, further research is required to determine
other medications. As a result, the National Institute of
whether St. John’s wort may prove effective in the treat-
Mental Health has recently issued a public alert for people
Alternative Depression Treatments: Relevance to Women
to avoid taking St. John’s wort if they are taking indinavir
difference between the 2 treatments.74 In contrast, another
(a protease inhibitor used to treat human immunode-
study found that participants exposed to bright light had a
ficiency virus), cyclosporine (used to reduce the risk of
significantly greater improvement in a global depressive
organ transplant rejection), or the cardiac-related medi-
score than those exposed to dim light.75 A literature-based
cations digoxin and warfarin. Additionally, combining St.
comparison between the effects of bright light exposure
John’s wort with an SSRI could possibly result in seroto-
and pharmacotherapy concluded that light therapy pro-
nin syndrome, as was recently observed in 5 elderly pa-
duces faster antidepressant benefits than psychopharma-
tients.64 St. John’s wort has also been reported to lead to
cologic treatment76 but, to date, there have been no direct
decreased bioavailability of some drugs (e.g., digoxin,
randomized comparisons between bright light and medi-
Copyright 2002 Physicians Postgraduate Press, Inc.
theophylline, cyclosporine, and phenprocoumon)65 and in-
cations for nonseasonal unipolar depression. There are
creased metabolism of other drugs, including cyclosporine,
also no data on the efficacy of bright light treatment
indinavir, and, relevant to many women, oral contracep-
beyond 1 or 2 weeks, nor are there data concerning the
tives.66 When St. John’s wort was thought to be an MAO
degree to which the limited benefits of brief light therapy
inhibitor, some practitioners advised people to avoid food
are maintained over time. In the absence of data on these
and beverages high in tyramine (since the interaction of
important issues, the clinical utility of bright light expo-
MAO inhibitors and tyramine can cause a rapid and un-
sure in the treatment of unipolar nonseasonal depression
controlled episode of hypertension). The more recent find-
remains limited. Initial evidence suggests that augmenting
ings that St. John’s wort is not a potent MAO inhibitor, and
standard treatment for nonseasonal depression with bright
the fact that many people in Germany have tolerated St.
light exposure during the winter may be beneficial,77 but
John’s wort without dietary restriction, suggest that dietary
this possibility needs further empirical investigation.
restriction is not a necessary precaution when taking St.
Light exposure might also be useful in the maintenance
John’s wort. On the other hand, there would be no harm in
of gains following standard treatment for depression, but
reducing intake of tyramine-laden foods until the contro-
this possibility too awaits further research. There are some
versy around MAO and St. John’s wort is resolved.51 It is
indications, based on small sample sizes, that bright light
also worth cautioning against combining traditional anti-
might be effective for the treatment of premenstrual dys-
depressants with St. John’s wort. Finally, pregnant and lac-
phoric disorder and postpartum depression.78–80
tating women are generally advised not to take St. John’swort even though no direct evaluations of the safety of
St. John’s wort during pregnancy and lactation have been
Light therapy, although generally safe, is not tolerated
by all individuals. Side effects of light therapy includehypomania, present even in nonseasonal unipolar dis-
order,75 jumpiness/jitteriness that is more pronouncedwith morning light exposure, headache, and nausea.81 Pre-
valence rates of these side effects are estimated to range
There is a large body of literature demonstrating the ef-
between 8% and 16% following treatment with 10,000
ficacy of light therapy as a treatment of seasonal affective
lux.81 Bright light therapy might be less acceptable than
disorder.68,69 One study further demonstrated that the ob-
antidepressant medication as evidenced by larger dropout
served therapeutic effects of bright light exposure cannot
rates.71 The cost of treatment involves the cost of a light
be attributed solely to expectation.70 Efficacy appears to
box ($200–$400) and the cost of consultation with a quali-
be comparable to that of the antidepressant fluoxetine.71
fied health professional with knowledge and experience
Although treatments vary across studies in terms of the
in delivering this intervention. At present, relatively few
timing of the light exposure (evening versus morning),
health care providers are sufficiently trained to provide
the duration of each exposure, and the duration of treat-
ment, it appears that 1.5 to 2 hours of treatment daily over4 to 5 weeks produces good therapeutic results, with
slight, but not robust, superiority for morning light expo-sure relative to evening exposure.70,71
While effective for the treatment of seasonal affective
A large and consistent body of literature documents the
disorder, phototherapy is significantly less effective for
rapid and profound positive effects that a single night of
the treatment of nonseasonal MDD.72,73 One controlled
total sleep deprivation has on depressed mood. Peak ben-
study compared the effects of bright light and dim light
efits are usually observed in the afternoon following the
exposures in patients with unipolar nonseasonal depres-
night of sleep deprivation. This positive impact of sleep
sion and found slight reduction in depression scores with
deprivation on depression is opposite to its effects on
1 week of exposure to both the active treatment, bright
healthy nondepressed individuals. The improvement in
light, and to the placebo, dim light, with no significant
mood is observed in 60% of all patients with affective
disorders,82 with higher rates among patients with melan-
medicine textbooks as forbidden during pregnancy as
cholic unipolar depression83; those with diurnal mood vari-
well as points that are identified as requiring extra caution
ability, particularly those whose mood is worse in the
morning82; and those with a single episode of depression.84The clinical utility of sleep deprivation, however, is quite
limited, because the improvement is transient and usuallydissipates after a night of recovery sleep. Prolonged sleep
This review clearly indicates that some unconventional
deprivation is not only impractical but also leads to wors-
treatments hold promise as alternative or complementary
ening of mood.85 There are some indications, however, that
treatments for unipolar depression and have the potential
Copyright 2002 Physicians Postgraduate Press, Inc.
even a single night of sleep deprivation may speed thera-
to contribute to its long-term management.
peutic response among those treated with antidepressant
Exercise and stress reduction methods hold greater
medications86 and that bright light exposure can prolong
promise as adjuncts to conventional treatment than as
the therapeutic effects of sleep deprivation.87,88
monotherapies for major depression. There is evidencethat exercise improves mood, but observed effect sizes in
studies of its efficacy as a treatment for major depression
Sleep deprivation is not well tolerated, and dropout
are smaller than those observed for antidepressant medi-
rates from protocols that require multiple nights of sleep
cations or for psychotherapy. Moreover, issues of moti-
deprivation are high.89 Worsening of symptoms is reported
vation, adherence, and persistence may limit the role of
in depressed individuals with psychotic features84 and in
exercise in the treatment of major depression in the com-
bipolar depression.90 Should future research support the
munity. Future research should, therefore, focus on these
utility of sleep deprivation in speeding the response to
practical limitations, and ways to increase motivation and
antidepressant medication and in the treatment of indi-
commitment, such as the integration of psychotherapy and
viduals with treatment-resistant depression, sleep depriva-
tion might become an inexpensive and easily accessible
Stress reduction methods, with the possible exception
complementary treatment for nonpsychotic unipolar de-
of Sudarshan Kriya Yoga, are not effective for treating ma-
pression. Initial evidence suggests that partial sleep dep-
jor depression. Nevertheless, stress reduction methods
rivation might benefit women whose depression began
may be useful adjuncts to empirically supported treat-
during pregnancy or during the year after delivery.91
ments for depression because they can effectively reducethe anxiety that is often an associated symptom of depres-
sion. Research needs, therefore, to focus on exploring
what the role of stress reduction methods in the manage-ment of depression should be. For example, stress reduc-
During pregnancy and lactation, depressed women are
tion methods could be useful along with conventional
often reluctant to take antidepressant medications. It is
treatments during the acute phase of treatment, or when
generally agreed that drugs, including antidepressants,
added later to treat residual anxiety symptoms following
should be taken during pregnancy only when obtaining no
an adequate trial with a conventional method. Stress re-
treatment poses a greater risk to the mother and the fetus
duction therapies might also play a role in prevention of
than taking the drug.92 When untreated, depression during
major depression in individuals who are at risk, such as
pregnancy has significant deleterious effects, including
those with personal or familial history of the disorder.
low infant birth weight, preterm delivery, small infant size
There is initial evidence from 1 double-blind con-
relative to gestational age, infants that are difficult to con-
trolled study that acupuncture might be an effective alter-
sole,93–96 and postpartum depression.97 It is therefore im-
native monotherapy for major depression. If this finding
portant to identify safe and effective treatments for de-
is replicated and if acupuncture is further shown to remain
pression during pregnancy. With the exception of partial
safe and effective during pregnancy and lactation, acu-
sleep deprivation,91 there has been no systematic evalua-
puncture could become the treatment of choice during
tion of the safety of the alternative treatments discussed
these sensitive periods. In addition to continued testing
here during pregnancy. Absence of safety data is particu-
of the efficacy of acupuncture relative to control, future
larly alarming for herbs, given the common tendency to
research will need to compare the efficacy of acupuncture
equate “natural” with “safe.” There is an ongoing study
with that of conventional treatments and investigate how
(sponsored by the Agency for Healthcare Research and
the treatment protocols used in clinical trials might best
Quality) testing the efficacy and evaluating the safety of
be disseminated to treatment providers in the community.
acupuncture as a treatment for depression during preg-
Empirical support for St. John’s wort as a monotherapy
nancy. The acupuncture protocol of this ongoing study
for major depression is mixed. Differences between stud-
has been modified so that it does not permit the use of
ies may be attributed to differences in sample characteris-
acupuncture points that have been classified in Chinese
tics, such as disease severity, chronicity of the depressive
Alternative Depression Treatments: Relevance to Women
illness, and the presence of comorbid conditions. The evi-
the optimal strategy for relapse prevention? What is the
dence to date is not sufficiently compelling to suggest the
impact of adding an alternative treatment to an existing
use of St. John’s wort in favor of or as an alternative to
conventional therapy, either concurrently or sequentially?
existing U.S. Food and Drug Administration–regulated
(For example, what combinations of conventional and
compounds. Further tests of the efficacy of St. John’s wort
unconventional treatments improve outcome? Do some
in general and potential differential efficacy in specific
combinations actually decrease efficacy of either single
subgroups of patients are necessary. Future research will
modality? What combinations are safe?) What aspects
also need to focus on determination of what constituents
of outcome are impacted by specific combinations of con-
of St. John’s wort are responsible for any potential thera-
ventional and unconventional therapies? (Possible aspects
peutic ef Copyright 2002 Physicians Postgraduate Press, Inc.
fect. There is a need for continued evaluation
to consider include rates of response, magnitude of re-
of the safety of St. John’s wort in general and during preg-
sponse, course to response, adherence, side effect profile,
nancy and lactation, and for ways to bridge the gap be-
and rates of relapse and recurrence.) Can unconventional
tween the results of the clinical trials and the instantiation
therapies, such as relaxation, meditation, or acupuncture,
of St. John’s wort as a treatment for general use.
be used in individuals with incomplete remission follow-
Neither bright light exposure nor sleep deprivation is
likely to become a useful alternative monotherapy for ma-
A third set of questions relates to effectiveness. Will
jor depression: bright light therapy is ineffective for non-
positive results from efficacy studies generalize to com-
seasonal depression, and the benefits of sleep deprivation
munity settings? For example, is it possible to motivate
are transient. Nevertheless, these unconventional treat-
depressed patients to consistently engage in an exercise
ments could play a role in speeding response to pharma-
program outside the context of a research protocol? Can
, and they might be useful as adjunctive compo-
acupuncture methods that were standardized and empiri-
nents in the management of treatment-resistant depression.
cally validated be effectively disseminated and adheredto outside the controlled research environment? Should
St. John’s wort be regulated? How can the combination of
Evaluation of safety is of particular relevance to alter-
conventional and unconventional treatments be provided
native therapies because there is a prevailing miscon-
ception that just because something is “natural” or “usedfor centuries,” it is safe. Adhering to the “first do no harm”
principle dictates that all research on alternative treatments
There is a rich literature on methodological issues faced
for depression carefully document and report the fre-
by treatment outcome research in general and for depres-
quency of minor and major side effects. Effects reported
sion in particular. This literature highlights the importance
should also include secondary side effects, such as involve-
of periodic assessment with standardized outcomes that
ment in an automobile accident secondary to severe sleepi-
include both self-report measures and structured clinical
ness that could have resulted from sleep deprivation, or
interviews and the importance of assessing not only change
losing one’s job after an injury sustained during exercise.
in depression severity but also response, relapse, and re-currence. Many other general methodological issues that
are relevant to the study of the efficacy and effectiveness
It is clear from this review that many questions need to
of any treatment for depression, including alternative treat-
be answered before the promise of alternative treatments
ments, will not be expanded here. Instead we will focus
can be actualized or dismissed. These questions can be
on 1 central issue: identifying adequate control groups for
categorized into 3 sets. The first set is related to establish-
the target treatment. The choice of control can be guided
ing efficacy and safety in a clinical sample of patients
by answering the following 2 important questions: (1) Is
with major depression. Does a given alternative treatment
the target treatment more effective than an inert treatment
provide significant benefits beyond those offered by pla-
or no treatment? and (2) Are specific factors contributing
cebo and nonspecific therapeutic factors? Are these ben-
to its efficacy above and beyond the nonspecific factors?
efits comparable to those obtained by conventional treat-
A wait-list (delayed treatment) group provides control
ments? How long are the benefits retained? Benefits
for spontaneous remission and for the potential therapeu-
should be assessed both in terms of clinical significance
tic effects of the attention provided to patients by the re-
(percentage of patients with meaningful response) and in
search process itself. Wait-list has been commonly used as
terms of statistical significance (change on a continuous
control in psychotherapy outcome research and can be eas-
ily implemented in testing efficacy of alternative treatments
A second set of questions is related to optimizing treat-
for depression. Choosing an inert (vis à vis depression)
ment. What is the optimal frequency and duration of treat-
treatment is a challenging task that has eluded psycho-
ment necessary for therapeutic response? How should
therapy outcome research and has just begun to be ad-
treatment gains be consolidated and maintained? What is
dressed in research on the efficacy of alternative treatments
for depression. Ideally, an inert treatment should share
Drug names: amitriptyline (Elavil and others), cyclosporine
some nonspecific factors with the target treatment (e.g.,
(Sandimmune and others), digoxin (Lanoxin and others), fluoxetine(Prozac and others), indinavir (Crixivan), sertraline (Zoloft), warfarin
amount of and nature of interaction with the treatment pro-
vider) and should not produce significantly better outcomethan either a standard placebo treatment for depression or
Disclosure of off-label usage: The authors have determined that, to the
no treatment. Because nonspecific factors—such as expec-
best of their knowledge, no investigational information about pharma-ceutical agents has been presented in this article that is outside U.S.
tations of benefit, activation, and interaction with a caring
Food and Drug Administration–approved labeling.
provider—play such an important role in the treatment ofdepression, it is difficult to find a control treatment that
Copyright 2002 Physicians Postgraduate Press, Inc.
shares these nonspecific factors with the active treatmentand yet remains as ineffective as no treatment. Therefore,
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For the CME Posttest for this article, see pages 648–650.
Characteristics Associated With Swallowing Changes After Concurrent Chemotherapy and Radiotherapy in Patients With Head and Neck Cancer Joseph K. Salama, MD; Kerstin M. Stenson, MD; Marcy A. List, PhD; Loren K. Mell, MD; Ellen MacCracken, MS;Ezra E. Cohen, MD; Elizabeth Blair, MD; Everett E. Vokes, MD; Daniel J. Haraf, MD Objective: To define factors that acutely influenced swal- to assess
Boletín ASOCIACION ESPAÑOLA DE ANIRIDIA ULTIMOS TRATAMIENTOS EN PACIENTES CON ANIRIDIA Dr. Juan Álvarez de Toledo Aniridia. Alternativas quirúrgicas. un tejido que no es transparente,pues contiene venas, y va a opa-cificarla. Expuso que este problema sepuede afrontar quirúrgicamente. Simposium Internacional.1 Líneas de investigación.7 Actividades de la asocia