Approaches to and Characterization of Hair Growth Gillian E. Westgate, PhD Westgate Consultancy Ltd., Bedford, UK Don Harper, K. Ramaprasad, PhD; and Peter D. Kaplan, PhD TRI/Princeton, Princeton N.J., USAKEy WoRDs: Hair growth, hormones, follicle, stress, hair diameter AbstRACt: There is still more to learn about hair growth control and the mechanisms that influence the follicle. The translation of what has been learned into effective treatments is not keeping pace. This review offers some biology of the hair cycle and comments on differences between types of hair and hair treatments.
Men, especially, know that hair thins with age and that there are
many products on the market to assist with hair growth—but what
exactly is meant by a hair growth solution? Does it deliver more
hair, thicker hair, hair that grows longer before it breaks or hair
that grows faster? Biologically, hair growth is a well-described cycle
involving four phases: growth (anagen), regression (catagen), resting
(telogen) and shedding (exogen).1-4 This cycle occurs in virtually all
hair-bearing species and the dynamics of the hair cycle have been
The hair follicle is a multicellular tissue that retains an element
of developmental dynamics recapitulated in the adult hair cycle. This
is reflected in the continual interplay between the mesenchymal and
2 Chapter 1 Westgate et al.
epithelial elements. This review offers a brief summary of some of
the biology of hair growth and comments on some of the differences
between hairs that are critical to describing what kind of hair is
produced by hair growth technologies.
Hair growth is not completely understood, despite a rapid
increase in research in recent years. Although factors regulating
the transition between the key stages in adult hair cycling are well-
documented,5 it is perhaps not surprising that the two US Food and
Drug Administration (FDA) approved treatments for hair loss were
existing drugs for which hair growth is a side effect of their primary
use. Originally, minoxidil was developed for hypertension, and finas-
teride was designed for prostate disease. Disappointingly, few clues
about hair follicle changes in hair loss have been gleaned from these
History of Growth technologies The commercial potential to treat hair loss in a cosmetic yet effective
way was realized by the early work with minoxidil. Upjohn trans-
lated its hair growth side effect into a topical product with clinical
proof and widespread use. This success was followed by increased
research interest in hair biology. Questions still being addressed
include: How is the hair cycle regulated? What is the genetic basis
for androgen-driven hair loss? Is blood supply to the follicle relevant
to hair loss? What drives the changes from small, fine, vellus hair to
larger, terminal hair and back again? Is there a link to overall diet,
There are now scores of treatments in development or on the
market making claims for prevention of hair loss and hair re-growth
(see Table 1.1). Note that of those listed, only minoxidil and finas-
teride have proven activity in trials acceptable to the FDA. Many
others are contained in marketed products that have some support,
The diversity of technologies and modes of action are driven by
both the assay tools available for discovery and through serendipity.
Assays available include hair follicle cell cultures, the culture of
whole human hair fol icles and mouse models. The two FDA-approved
routes have led to significant follow-up research. Interestingly, little
Approaches to and Characterization of Hair Growth
attempt has been made to develop products based on two other
drugs with well-described hair growth side effects: cyclosporine A
and latanoprost, which are immunophilin and prostaglandin analogs,
table 1.1. selected candidate agents with anti-hair loss potential Claimed Routes
proteasome inhibitor Niosil (in phase II clinical)(NeOSh101)
* mixtures with other actives Note: Only minoxidil and finasteride have proven activity in trials
acceptable to the FDa. Many others are contained in marketed products that have some support
Examples of hair loss treatments can be found in more traditional
approaches in Chinese and ayurvedic medicines as well as in herbal
remedies. These combine several ingredients such as bringraj, black
sesame, gingko, silica, he shou wu and saw palmetto for a personal-
ized holistic approach to treatment to restore hair growth. Often
these treatments are consumed as opposed to applied topically
and their use is surrounded by strong belief systems. Translating
these into topical formulations brings challenges including delivery
through the skin and into hair follicles, as well as the possibility for
4 Chapter 1 Westgate et al.
The pharmaceutical approach to developing a novel treatment for
a disorder is to identify a key drug target, develop suitable screening
tools, discover or design materials to alter the function of the selected
target, and then test these treatments in vivo. This can take many
years. So why has this approach not been adopted within the
Possibly an analysis of costs, development time and the risk
associated with the complexity of the hair follicle and hair cycle
have led to a belief that finding the right target, in the right cell
type, at a specific stage in the cycle of hair growth, may be too great
a challenge. From a hair biologist’s perspective the more interesting
question might be which of the more recent research findings pro-
vide directions for future technology searches?
The fact that hormones do affect hair growth is without question.
Consider puberty, for example. The actual mechanisms of hormonal
activity, however, are still not fully understood.
One exception is the work done to demonstrate the importance
of the enzyme 5-α in the metabolism of testosterone within the
pilosebaceous unit.7 The role of estrogens in hair cycle dynamics
remains a conundrum. Evidence from studies with 17 β-estradiol in
mice suggests that it acts via the estrogen receptor ERα to delay the
telogen to anagen transition.8,9 In humans, it is not yet clear whether
estrogens are important for anagen maintenance and delay in hair
shedding; however, this is purported to be the case in pregnancy.10,11
It is also possible that estrogen receptor signaling may well delay
hair shedding in mice by delaying anagen onset.
Interestingly, during pregnancy, hair diameter has been shown to
increase,12 suggesting some anabolic actions at the level of the fol-
licle during anagen. The use of estrogen treatment for male pattern
The follicle is influenced by its surrounding dermis, although
concrete evidence for the mechanisms remains only associative.
Both male and female pattern hair loss appears to be associated with
fibrosis.13, 14, 15 Even in hair loss with a strong inflammatory compo-
nent, Olsen16 suggests that visible inflammation is lacking and that
visual inspection may not reveal an underlying degree of inflamma-
tion. In contrast, Deloche17 claims that peripilar signs around hair
Approaches to and Characterization of Hair Growth
follicles correlate with inflammation of hair follicles in subjects with
Current Approaches Recent clinical studies with ketoconazole and zinc pyrithione
indicate that targeting the scalp microflora can relieve symptoms
of balding in men. Pierard-Franchimont,18, 19 Berger,20 and Mahe21
hypothesized that micro-inflammation is relevant in about one-third
of men with AGA. Dandruff cycling was studied in relation to telo-
gen hair loss22 and although an association was found in periodicity
between telogen loss and dandruff, it could not be concluded that
All this suggests that the correlation between dermal inflamma-
tion and hair loss is complex and variable. The human hair follicle
has long been considered as immune-privileged.23, 24 Ito et al.25
re-visited this phenomenon employing the human hair follicle
model. They showed that the immune cytokine, interferon gamma,
could force the collapse of the immune privilege in vitro, confirming
the inflammatory link to hair loss. Such findings are particularly
relevant for the more immune-mediated hair loss disorder Alopecia
The neuro-endocrine system of skin has been the subject of a
recent study.26, 27, 28 Skin is now acknowledged as a peripheral
neuro-endocrine organ that needs no central regulation but provides
frontline defense and contributes to general homeostasis. Inter-
estingly, the hair follicle itself expresses the full complement of
these stress factors, which suggests hair follicles can be influenced
by local and central neuro-endocrine factors.26 Chronic stress has
been suggested to influence hair loss in women,27 although as yet,
no mechanistic studies exist to provide evidence for a direct link.
However, this type of research might lead to both local and holistic
Demonstrating Hair Growth The outcomes tracked in hair growth studies include consumer
self-assessments, clinical grades, and photographs of hair and style.29
Overview of the Head Lice problem Evidence demonstrates that the problem of head lice is increasing, as the parasites are becoming immune to the existing products currently available on the market. Even though treatments are varied at regular intervals to try to prevent this. Th erefore an opportunity exists, or the market is ripe for the introduction of an additional product, which will he