REVIEW ARTICLE Orthopaedic metals and their potential toxicity in the arthroplasty patient
A REVIEW OF CURRENT KNOWLEDGE AND FUTURE STRATEGIES
G. M. Keegan, The long-term effects of metal-on-metal arthroplasty are currently under scrutiny because I. D. Learmonth, of the potential biological effects of metal wear debris. This review summarises data C. P. Case describing the release, dissemination, uptake, biological activity, and potential toxicity of metal wear debris released from alloys currently used in modern orthopaedics. The introduction of risk assessment for the evaluation of metal alloys and their use in arthroplasty patients is discussed and this should include potential harmful effects on immunity, reproduction, the kidney, developmental toxicity, the nervous system and carcinogenesis.
Total hip replacement (THR) and resurfacing
Prosthesis-derived metal wear debris
arthroplasty have become some of the most
Wear debris is generated by mechanical wear,
successful elective surgical procedures in
surface corrosion or a combination of both,
and consists of both particulate and soluble
quality of life to hundreds of thousands of
forms.6,7 Metal-on-metal articulations gener-
patients annually. In 2004, a total of 48 987
ate approximately 6.7 × 1012 to 2.5 × 1014 par-
hip procedures were carried out in England
ticles every year, which is 13 500 times the
number of polyethylene particles produced
the number of patients aged 50 years or less
from a typical metal-on-polyethylene bearing.8
receiving primary hip replacement in Sweden
Despite this, the actual volumetric wear of a
increased by 6.0%.2,3 In Canada, the number
metal-on-metal articulation is lower because of
of hip replacements carried out in patients
the nano-scale size of the particles (generally
aged less than 45 years during 2002 rose by
< 50 nm)8 when compared with polyethylene
11.0% compared with 1994.4 This increasing
particles, which are rarely less than 0.1 µm.9
number of younger patients exposed to ortho-
Corrosion can occur at all metal surfaces,
paedic metal alloys (Table I) has caused con-
resulting in either the formation of a protective
cern about the long-term biological effects.5
passive layer10-12 or dissolution of the bulk
The population is regularly exposed to a vari-
metal alloy.13 Cobalt (Co(II)), titanium (Ti(V)),
ety of metals through food, water, occupation
aluminium (Al(III)), iron (FE(III)), nickel
and the environment and the potential risk
(Ni(II)) and chromium (Cr(III)) have all been
from exposure is assessed and forms the basis
detected in solution during the corrosion of
of regulatory guidelines imposed to protect
metal alloys.13-16 Despite evidence supporting
the health of individuals. Risk assessment
University of Bristol, Bristol Implant Research Centre, Avon
includes a framework for gathering data and
(molybdenum) alloy, this remains controver-
evaluating their sufficiency and relevance.
sial.16,17 Corrosion products predominantly
level), Southmead Hospital, Westbury-on-Trym, Bristol
This paper aims to describe the exposure,
consist of metal oxides (Cr2O3, CoO, TiO2,
uptake, dissemination and biological activity
of metals released from orthopaedic materi-
als. Toxicological data regarding potential
ment.18 The deposition of calcium phosphate
adverse events after systemic exposure to
and the subsequent formation of metal phos-
metals have been included. We also introduce
phates (CrPO4, Co3(PO4)2, etc) occur in non-
synovial environments.19 This may signifi-
a framework for the risk assessment of ortho-
paedic implants and discuss areas in which
cantly alter the biological and chemical proper-ties of free particulate metals outside the
G. M. KEEGAN, I. D. LEARMONTH, C. P. CASE
Table I. Approximate weight percent of the constituents of different metals used in orthopaedic implants.116 Alloy compositions are standard- ised by the American Society for Testing and Materials (ASTM vol. 13.01) Stainless steel CoCrMo alloys (ASTM F75) Ti Alloys CPTi (ASTM F67)
* Ni, nickel; N, nitrogen; Co, cobalt; Cr, chromium; Ti, titanium; Mo, molybdenum; Al, aluminium; Fe, iron; Mn, manganese; Cu, copper; W, tung-sten; C, carbon; Si, silicon; V, vanadium† indicates < 0.05%
Prosthesis-derived metal wear products are found
those with metal-on-metal articulations, are likely to expe-
extensively within the synovial fluid and peri-prosthetic tis-
rience elevated metal levels throughout the life of the pros-
sues of arthroplasty patients.20 At post-mortem further
accumulation has been identified in the regional lymphnodes, liver and spleen.21,22 Because metal particles are very
Cellular uptake and biological responses to metal
small (nano scale) the true extent of dissemination is not yet
wear debris
known. Free or phagocytosed wear particles are trans-
The uptake of metal nanoparticles (< 150 nm) by cells
ported within the lymphatic system.21,22 Metallic debris
occurs by endocytotic processes, particularly non-specific
may additionally distribute through the vascular system as
receptor-mediated endocytosis and pinocytosis.31 Larger
ions or particles.23,24 In occupational biomonitoring, blood
particles (> 150 nm) can stimulate phagocytosis in special-
and urine metal concentrations are used as biomarkers to
ised cells such as macrophages.32 Once internalised, metal
particles can induce cytotoxicity,33 chromosomal damage34
In many instances, the mean metal levels identified in
and oxidative stress.35 The toxicity of particles is modified
exposed workers and joint replacement recipients are com-
by passivation14 and particle size.34 These factors both
parable. For example, mean whole blood levels of chro-
influence the dissolution of metal from the surface, which
mium of 5.98 µg L-1 average have been found in chrome-
may account for biological activity. Evidence of cell dam-
electroplaters25 which is comparable to the mean whole
age, such as irregular cell membranes and enlarged mito-
blood Cr levels (4.6 µgL-1 or 6.5 µgL-1 depending on the
chondria, may be induced by the physical properties of the
implant type) in metal-on-metal patients four years post-
operatively.26 Biological and atmospheric guidance values
The uptake of Cr(VI) occurs readily through anionic
have been assigned for Cr and Co by health and safety
channels because of the structure of the chromate anion
organisations such as the Health and Safety Executive and
while Cr(III) accumulates at the plasma membrane.37
the Deutsche Forschungsgemeinschaft. Specifically, expo-
Cr(VI) is rapidly reduced to Cr(III), with the transient for-
sure equivalents of carcinogenic substances (EKA values)
mation of Cr(V) and Cr(IV), and distributed throughout
corresponding to the workplace exposure limits,27 in the
the cell bound to peptide and/or protein ligands.38 Divalent
United Kingdom for Co are 5.0 µgL-1 and 60 µgL-1 in whole
metal transporter ((DMT)-1)), expressed in a range of tis-
blood and urine, and for Cr are 17 µgL-1 and 20 µgL-1 in
sues, and natural resistance-associated macrophage protein
erythrocytes and urine respectively.28 Several studies in the
(NRAMP)1, located on the phagosomal membrane, may
field of orthopaedics have observed patients with biological
facilitate the uptake of Co(II) and Ni(II).39,40 Transferrin-
metal levels greater than one or more of these values.26,29,30
bound Fe(III), A1(III), Cr(III) or vanadium(V) can be inter-
The range of methods used to assess metal levels in ortho-
nalised by cell-surface transferrin receptors.41-43 Metal ions
paedic studies, such as analytical technique, specimen, and
released from orthopaedic implants induce apoptosis and/
time of collection etc, make reliable comparisons difficult
or necrosis in a range of cells, with Co(II) and V(III) among
between studies and, in general, relatively few studies inves-
the most cytotoxic.44,45 Corrosion products, including
tigating metal levels are currently available. It is clear, how-
CoO, Cr2O3 and CrPO4 also show moderate cytotoxicity.46
ever, that patients with joint replacement, most notably
Within the nucleus, Cr(III) can cause mutagenesis by form-
ORTHOPAEDIC METALS AND THEIR POTENTIAL TOXICITY IN THE ARTHROPLASTY PATIENT
ing adducts with DNA47 and DNA-DNA cross-links.48 Cr,
5 ppb combined Co and Cr was identified, under which no
Ni, Co and Ti are redox metals and can generate reactive
significant reduction was observed. An inverse correlation
oxygen species, such as the superoxide radical (O .
between the concentration of Cr and the numbers of circu-
hydroxyl radical (.OH) via a Fenton-driven reaction with
lating CD4+ T-cells and CD20+ B-cells has been reported in
hydrogen peroxide (H2O2).49 Reactive oxygen specie can
patients with metal-on-polyethylene articulations, while
induce oxidative damage to DNA,50 proteins,51 and lip-
myeloid cells and CD8+ T-cells were consistently decreased
ids.52 Inhibition of DNA repair, altered signal transduction
regardless of metal levels.64 These effects have not been
and gene expression have all been documented in response
recreated in experimental animals exposed to metal alloy
to a range of orthopaedic metal ions, notably Ni(II), Cr(VI)
solutions, although lymphoid populations were signifi-
cantly altered.65 The liver. Hepatocellular necrosis often occurs in response Local tissue reactions
to very high levels of metal in the body, as observed after
Aseptic loosening and osteolysis remain the major cause of
acute ingestion of Cr(VI) in humans.66 Portal inflammation
failure of an implant, despite the re-introduction of metal-
and oxidative stress have been observed after exposure to
on-metal bearings as an alternative to metal-on-polyethy-
A1,61 although pathological changes were not evident in
lene articulations.1 In patients with metal-on-polyethylene
bearings aseptic loosening is thought to be due to the
The kidney. Cr is concentrated in the epithelial cells of the
response of macrophages to particulate wear debris. By
proximal renal tubules and can impair renal function,
contrast, particles from metal-on-metal bearings have a
induce tubular necrosis and cause marked interstitial
limited capacity to activate macrophages and may cause
changes in experimental animals and humans.68,69 Indica-
osteolysis by some immunological reaction involving
tors of tubular dysfunction have been identified in human
hypersensitivity.55,56 The pattern of inflammation in the
subjects exposed to Cr(VI) through occupation.70 Al, Ni
peri-prosthetic tissue of loose metal-on-metal articulations
and Co are all rapidly excreted by the kidney, hence renal
is significantly different to that of metal-on-polyethylene
toxicity tends to require significantly larger doses.
articulations, and is characterised by perivascular infiltra-
The respiratory system. The effects of exposure to Co, Ni
tion of lymphocytes and the accumulation of plasma cells.57
and Cr on the respiratory system are well documented71
Experimental data suggest that orthopaedic metals induce
because of the frequency of occupational exposure and
immunological effects which support a cell-mediated
include an increased incidence of asthma and inflammatory
conditions. These effects are often observed in stainless-steel welders, who are repeatedly exposed to metal fumes
Systemic toxicology
containing Cr and Ni.72 Toxic responses of the respiratory
Information regarding metal-induced toxicity is based on a
system are largely related to inhalation exposure and are
limited amount of epidemiological and experimental stud-
therefore difficult to extrapolate to a vascular route.
ies involving in vitro and in vivo models. Unfortunately,
The nervous system. Several neurological manifestations
there are few data available on the systemic effects of metal
have been attributed to A1 intoxication in humans, includ-
in arthroplasty patients. At present, the following toxic
ing include memory loss, jerking, ataxia and neurofibrillary
degeneration.61 The development of some neuropatho-
The blood. Both A1 and Cr(VI) can induce changes in
logical conditions, including amyotrophic lateral sclerosis,
haemoglobin and haematocrit values which are linked to
Parkinsonian dementia, dialysis encephalopathy and senile
their ability to disrupt cellular iron utilisation.59,60 In renal
plaques of Alzheimer’s disease, may be related to the
patients, the effect of impaired A1 clearance is associated
accumulation of A1 in the brain.61 A1 is generally associ-
with the development of microcytic anaemia.61 No signific-
ated with changes which may reduce nerve conductivity,
ant effect of Ni(II) has been identified in vivo, although in
promote neuronal degeneration and increase Fe-induced
vitro oxidative effects, predominantly lipid peroxidation, at
oxidative damage.73 In relation to Alzheimer’s disease, A1
high concentrations have been reported.62
has significant effects on the formation and aggregation of
The immune system. Metals modulate the activities of
associated proteins such as β-amyloid, the secretion of
immunocompetent cells by a variety of immunostimulatory
which is increased in vitro by Co(II).74 Oxidative stress may
or immunosuppressive mechanisms. With regard to ortho-
be significant in the development and/or progression of
paedic metal ions, the effects generally include altered func-
neurodegenerative disorders, particularly in response to
tion of T-cells, B-cells and macrophages, modified cytokine
Fe.75 Markers of oxidative damage have been identified in
release, the formation of immunogenic compounds and
the brains of experimental animals exposed to Cr(VI) and
direct immunotoxicity. A significant reduction in circula-
V(V).76,77 Significant alterations in visuospatial ability and
ting lymphocytes, in particular CD8+ T-cells has been
attention span have been observed in male workers with a
observed in patients with metal-on-metal articulations,
mean serum level of 14.4 ppb of V resulting from occupa-
although this did not form a linear correlation with serum
metal concentrations.63 However, a threshold value of
G. M. KEEGAN, I. D. LEARMONTH, C. P. CASE
The heart and vascular systems. The accumulation of Co
workers in chromium sulphate manufacturing had a
in the myocardium can induce cardiomyopathy, which was
significant positive correlation between the incidence of
particularly evident after the 1966 episode of ‘beer-drinkers’
morphologically abnormal sperm and blood Cr levels.96
cardiomyopathy’, during which Co was used as a foam-sta-
Exposure to Ni(II), V, A1 and Co(II) has been shown to
bilising agent in beer.79 Altered left ventricular function
induce some limited reproductive toxic effects in male
relaxation was evident in a small series of cobalt produc-
experimental animals, such as abnormal histopathology
tion workers exposed to an average of 0.40 mg Co year-1,
and spermatogenesis.97-100 However, there seems to be a
although clinically significant cardiac dysfunction was
distinct lack of data relating to the effects of these metals in
absent.80 Ni and V were thought to have contributed to
changes in cardiac function in experimental animals after the
Developmental toxicology. An increase of Co and Cr has
inhalation of fine ambient particulate matter was shown to
recently been described in the cord blood in a study of ten
significantly increase the mortality to cardiovascular disease.81
women with metal-on-metal resurfacing, who became
The musculoskeletal system. Deposition of A1 in the bone
pregnant following surgery, suggesting that orthopaedic
occurs as a consequence of chronic exposure and has been
metals may translocate from the maternal to the fetal
linked to osteomalacia, bone pain, pathological fractures,
circulation.101 Experimental animal studies suggest that
proximal myopathy and the failure to respond to vitamin D3
several metals, including Cr, Co, Ni, V and Al, may induce
therapy.82 Orthopaedic metal particles and soluble metal
developmental toxicity.102 For example, Cr(VI) exposure in
compounds adversely affect osteoblast function, which
male and/or female mice either before or during gestation
may in turn influence bone remodelling.83
can affect the number of implantations and viable fetuses
The endocrine system. A1, Cr(II), Co, Ni and V can all
resulting from conception.94 Many metals can also induce
bind to cellular oestrogen receptors, which may contribute
teratogenic malformations, including Cr, Ni, and V.102
to aberrant oestrogen signalling.84 Ni(II), Cr(VI), A1 and
Transgenerational carcinogenesis, which refers to the trans-
Co(II) have the capacity to alter the production or circula-
mission of the risk of cancer to the untreated progeny of
tion of sex hormones in experimental models, which is
parents exposed to carcinogens before mating, has been
normally due to a direct effect on the reproductive cells, as
observed in response to some metals, such as Cr(III).103 In
in the case of Cr(VI).85 Co(II) prevents the uptake of iodine
addition to the transplacental route, the passage of metals
into the hormone thyroxine by its inhibition of the enzyme
from the mother to the developing offspring may occur dur-
tyrosine iodinase, which can induce hypothyroidism.86
ing lactation, as has been suggested in a study with V.104 In
Occupational exposure in a small series of Danish pottery
one large study, the incidence of congenital malformations
painters showed no effect on normal thyroid function
and cancer in the children of male stainless-steel workers
despite evidence indicating an altered thyroid metabo-
was not significantly increased,95 but follow-up investiga-
lism.87 A1 is known to disrupt parathyroid hormone levels,
tion revealed a significantly increased risk of spontaneous
which may account for A1-induced bone disorders in dial-
abortion among the partners of these male workers.105 Epi-
demiological studies have also found a relationship
The visual and auditory systems. A1, Co, and Ni can cause
between parental occupational exposure and an increased
severe retinal degeneration at high concentrations in exper-
risk of childhood cancer, but the exact aetiological agent
imental animals.88,89 Recently, a case was reported of a man
remains unknown.106 In a very limited study of 13 female
who had extreme wear of a CoCrMo femoral head and
arthroplasty patients, the incidence of pregnancy-related com-
increased concentrations of Co in the serum (398 µg l-1)
plications did not differ from that in the general population.107
and cerebrospinal fluid (3.2 µg l-1).90 He suffered loss of
Carcinogenesis. An increased incidence of chromosomal
vision, hearing impairment, numbness of the feet and
aberrations has been found in the peripheral lymphocytes
of both arthroplasty patients, and welders.108,109 The sig-
The skin. Metal-induced skin reactions can include contact
nificance of this finding and its relationship to an increased
dermatitis, urticaria and/or vasculitis.91 The incidence of
risk of cancer remains unknown, but there is a growing
dermal reactions and positive skin-patch testing to Co, Ni
consensus that metal-induced DNA damage may lead to
and Cr in patients with total joint replacement, with stable
carcinogenesis. Occupational metal exposure such as to Cr,
and loose prostheses increases by 15% and 50% respec-
has been linked to an increased risk of cancer.110 Studies in
tively, above those of the general population.92
Norway on patients with THR have identified a small but
The reproductive system. Chronic exposure to Cr(VI)
significant excess in the incidence of haematopoietic, pros-
induces numerous effects detrimental to fertility in experi-
tate and endometrial cancer and malignant mela-
mental animal models.93,94 These include decreased sperm
noma.111,112 The International Agency for Research on
count, epithelial degradation, abnormalities of the sperm, a
Cancer, which publishes information on the risks posed by
reduced number of follicles and ova, and an increased num-
chemicals on the development of human cancers,113 has
ber of atretic follicles. A large epidemiological study in
classified Cr(VI) and Ni(II) as carcinogenic, metallic Ni and
stainless-steel workers found no significant causal link
soluble Co as possibly carcinogenic, and metallic Cr, Cr(III)
between exposure to Cr and reduced sperm quality,95 but
ORTHOPAEDIC METALS AND THEIR POTENTIAL TOXICITY IN THE ARTHROPLASTY PATIENT
compounds and implanted orthopaedic alloys as unclassifi-
induced toxicity. The incidence of metal-induced toxicity in
the kidney can be clarified by renal monitoring of arthro-plasty patients. In the light of current International Agency
Conclusions
for Research on Cancer classification of metals, in particu-
The European Food Safety Authority and the World Health
lar Co and Cr, monitoring of the incidence of cancer in
Organisation have recently discussed the use of risk assess-
patients must remain a high priority. This should include
ment in the evaluation of genotoxic and carcinogenic sub-
evaluation of the possible relationship between metal-
stances in food.114 Data obtained from approved in vitro
induced chromosomal aberrations, genotoxicity and
and in vivo models and human epidemiological studies
carcinogenesis. Relatively few studies have addressed the
form the basis of standard risk assessment. Dose-response
potential effects of prosthesis-derived metals on the repro-
analysis allows quantification of the no adverse effect level
ductive system. This is particularly important in males and
and the low adverse effect level calculated against the
should begin with analysis of sperm to determine whether
experimental uncertainty. This allows potential human risk
prosthesis-derived metal has an effect on fertility. It is
to be classified according to exposure and for informed
improbable that female fertility would be affected by
decisions regarding risk management to be made in con-
circulating metal although this should not be dismissed.
junction with other considerations including socio-
Epidemiological monitoring of arthroplasty patients,
female partners and offspring would indicate any increases
Risk assessment of orthopaedic metals in THR must
in stillbirth, spontaneous abortion, birth defects and child-
comprise a structured risk/benefit analysis, assessing the
hood cancer. Cognitive testing may help to uncover poten-
direct benefits of THR to the patient and the risks related to
tial neurotoxic effects occurring from prosthesis-derived
outcomes, failure of the implant and prosthesis-derived
metal. Liver-function tests and cardiac monitoring would
metals. THR has revolutionised the treatment of osteo-
clarify any possible toxicity within patients and may be
arthritis and other crippling conditions, with most patients
worthwhile, but should not take priority. At present, eluci-
noticing a signifcant improvement in their quality of life.115
dation of the exact mechanism behind aseptic loosening has
Most available survivorship and mortality data have been
been the main focus in orthopaedic research and continues
obtained from select series and misrepresent current clinical
to provide information regarding tissue and cellular
trends. Over the coming years however, as longer follow-
responses to metal debris, although the role of oxidative
ups become available, initiatives such as the Swedish Hip
stress and chronic immune-driven damage should perhaps
Register and the National Joint Registry (NJR) for England
and Wales will become an invaluable data source relating to
Finally, it is imperative that we continue to support initi-
joint replacement outcomes. Risk assessment of prosthesis-
atives such as the Swedish National Hip Arthroplasty Reg-
derived metal requires estimation of exposure to the
ister and the National Joint Register in England and Wales
patient, which should be based on numerous factors includ-
since they will give a sophisticated, patient-based risk
ing the type of prosthesis, patient activity, the potential
assessment and provide the scope for continuous improve-
length of exposure and the likelihood of increased metal
ments in the field of orthopaedics. The benefits of ortho-
release through implant loosening. The last is a complex
paedic surgery are proven, but the risks are theoretical or
situation since the relationship between elevated steady-
uncertain. Therefore any decision on the use of orthopaedic
state metal levels and loosening is unknown, as is the ideal
metal alloys, particularly in articulations, should not be
interval between patient discomfort and clinical interven-
taken lightly and must be the product of further research
tion. Associated risk also depends on the type of articula-
and careful consideration of risk versus benefit.
tion and the alloy used in the components.
We would like to thank the Frances and Augustus Newman Foundation for their
This review has outlined the ‘potential hazards’ of circu-
lating metals based on the available information. However,without detailed characterisation of both the physical and
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W h a t i s S M A R x T D I S P O S A L ? SMARXT DISPOSAL is a public awareness campaign that targets medication consumers to providing guidance on proper disposal of unused and or expired prescription and over-the-counter medications. SMARXT DISPOSAL raises awareness about the potential environmental impacts from improperly disposed medications. This national campa
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